We have received the following update from the FCA;
As communicated on 26 October, we will incrementally publish Directory Persons data from solo-regulated firms from 14 December. In preparation for this, there will be outages for the following systems between 6pm, 11 December and 8am 14 December 2020.
- Financial Services Register;
- The Application Programming Interface (API); and
- Connect – in addition, we will be restricting Directory Persons submissions via Connect from 5pm on Thursday, 10 December.
We will be adding outage notification messages to Connect (Log-in page and ‘Latest News’ section in the application), API and the FS Register.



New FCA fee for Form A applications
Lisa Cross Compliance 2020, 2022, FCA, Senior Manager, Update
We have been advised by the FCA as follows: “Following our recent revalorisation of the application fees earlier this year, on 24 January we advised that we would be introducing a new charge of £250 for standalone long Form A applications both for Senior Manager Functions and Controlled Function for Appointed Representatives. We […]