Pet hates of a file reviewer – the sequel!
Make file reviews more efficient ...
Compliance
The Single Financial Guidance Body
This new organisation has formally launched ...
Latest FCA Policy Statement on BREXIT
As we move close to the date of leaving the EU, it will pay to be aware of relevant FCA […]
Ex-Post costs and charges statements due soon!
The first statements must be issued by the end of March 2019.
FCA BREXIT EVENTS
Find out more about how to prepare for BREXIT.
SM&CR Video
The FCA has published a video on SM&CR that you might find of interest.
IR35 and self-employed advisers
New IR 35 rules are effective from April 2020.
Pension transfers – Triage and assessing Transfer Risk
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
FCA to review the impact of RDR and FAMR
See what we think might be covered.
Compliance Oversight (CF10) Obligations and Accountabilities
Obligations and Accountabilities