Investing in Innovative Finance ISAs
The FCA has highlighted potential issues with how IFISAs are promoted.
Compliance
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
General Insurance – Complaints Handling
The FCA has criticised complaints handling in some GI firms.
Claims Management – FCA permissions
From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.
Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
Changes to FSCS Limits – Action Required
FSCS limits are changing so you will need to make some amendments to documents
FCA Pension Transfer Workshop – update
There is still an opportunity to attend one of these events.
FCA Pension Transfer Workshop
Learn the FCA's latest views on transfer advice.
Conflicts of interest
MiFIDII set even higher requirements around managing conflicts of interest.
FCA announces details of the ‘Directory’
The Directory is intended to make it easier for the public to get information about firms and individuals.