BREXIT, cyber attacks, IT failures, market events - firms need to be able to weather all these events ... and
Read more
Do you recognise and deal appropriately with vulnerable clients?
Read more
If you are involved in advising on DB transfers, this will be of interest.
Read more
New rules around transfer advice apply from 1 October 2018. Make sure you are aware and ready for them.
Read more
The Insurance Distribution Directive (IDD) will impact all IFA and Insurance Intermediaries.
Read more
Firms are reminded that they must not use the FCA logo or authorisation in a promotional way.
Read more
The FCA has issued updated guidance for firms in relation to the use of outsourced IT services.
Read more
Make sure you update your documents.
Read more
A recent FOS decision confirms regulatory and good practice requirements in relation to Pension Switches.
Read more
Should you deal with insistent clients?
Read more