Pensions and Retirement Income – FCA COVID-19 guidance
FCA guidance for pension providers and DB transfer advisers.
Compliance
Working from Home – Data Protection and Security
Many people are currently working from home. What are the implications for data security?
COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […]
COVID-19 latest FCA updates
The FCA's expectations in relation to COVID-19.
Replacing wet signatures
Dealing with clients remotely means that obtaining a wet signature can be problematic.
New FCA Data Collection Platform (replacing Gabriel)
Firms need to register for the new platform.
COVID-19 and vulnerable customers
The COVID-19 pandemic might result in additional client vulnerability.
Financial Ombudsman Service – updates
Changes to Complaints leaflet and impact of COVID-19 on response times.
COVID-19: responsibilities of Senior Managers in relation to work-related travel
Who should work from home?
FCA Trade Association COVID -19 liaison meeting
Key points from a recent meeting of the Association of Professional Compliance Consultants with the FCA.