COVID-19 update
A summary of help for businesses announced to date.
Compliance
SM&CR training
The FCA has stated that SM&CR training should not be generic.
FCA data strategy
Key points from the recent FCA Data Strategy workshop.
BREXIT transition
The UK has now left the EU. Find out what the transtion period means for you and your clients.
FOS limit changes
1 April 2020 - FOS awards limits changes.
COVID-19 – Provider updates
Link to useful information from protection providers.
COVID-19 – urgent action required to identify key workers
The FCA has set out steps firms should take to help identify key workers in financial services.
COVID-19
Working strategies.
COVID-19: Guidance for financial firms
Aspects to consider.
Portfolio reporting obligations
Clients must be informed when portfolio value falls by 10% or more. Who is responsible for reporting?