PROD – risk tolerance and risk mapping
All is not as it seems.
Compliance
Business Continuity – COVID-19 virus
Firms should consider how well prepared the business is in relation to the virus threat.
Are passives the new benchmark?
Costs are under close scrutiny by the FCA. What do firms need to consider?
SM&CR – Notifying changes to the management body
Firms are required to notify the FCA of changes to the management body.
Money Advice Service Printed Guides
Free client guides are available from the Money Advice Service.
ESG investing
The profile of ESG investments has increased significantly in recent months. Firms need to be consider how those fit into […]
Dear CEO – 2020
The FCA has been busy writing letters in 2020, and it's still only February.
IR35 update
The IR35 regime is due to be extended in April 2020 but is 'under review'.
Non-financial misconduct
The FCA has issued a Dear CEO letter to wholesale general insurance firms concerning non-financial misconduct. This has potential implications […]
Mortgage advice and selling standards (Policy Statement 20/1)
New rules around mortgage advice apply from 31 January 2020.