The UK has now left the EU. We are in a transition period which is due to end on 31 December 2020. While most rules and requirements continue unchanged during the transition for most firms and most clients, it is prudent to keep up to date on the current position and what is likely to happen when the transition period ends.
The FCA has gathered all its BREXIT related information and links here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
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FCA sets its expectations about how rules will operate in the new environment
2 places left on ATEB’s next supervisory training workshop on the 15th October 2015.
Reminder about important changes to CASS rules for Investment Firms
FCA concerns and best practice tips
FCA bans Add-On Product Opt-Out selling
Steve Bailey Compliance 2016, FCA
FCA bans the selling of add-on products on an opt-out basis across the financial services market