FCA Sector Views 2018 – Pensions and Investments
Keep up to date with the FCA's current areas of focus.
Alistair MacDougall
PS18/6
New rules apply to transfer advice from 1 April 2018.
CP 18/7 – Improving the quality of transfer advice
The FCA proposals for further changes to rules around pension transfer advice.
AF7 – Pension exam training day
If you want help preparing for the AF7 exam, this should be of interest.
General Data Protection Regulation (GDPR) Seminar
To help firms get to grips with the new regulations, ATEB will be running seminars in April.
Annuities – changes to information requirements
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
Asset Management Market Study
In light of MiFID II this is worth revisiting
Pet hates of a file reviewer
A light hearted story of every day file reviews - with some serious messages.
MiFID II – Aggregated costs disclosure
This new requirement is posing some questions about how it can best be implemented. We think that firms should wait […]
LEI update
A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.