MiFID II – complaints handling rules
How will changes to complaint handling rules affect your company?
Alistair MacDougall
MiFID II Disclosure article 2 – services and costs
Your disclosure documents should be reviewed for compliance with MiFID II requirements.
MiFID II – Disclosure article 1
MiFID II has an impact of disclosure requirements.
MiFID II – are you ready?
The ATEB MiFID II guide.
Transfer advice – dependant’s benefits
Not all schemes are the same ... a reminder about dependant's benefits.
Insurance Distribution Directive (IDD)
The IMD is being replaced with the IDD!
Appointed Representatives and Introducers
This FCA alert is of relevance to all Principal and Appointed Representative firms.
Money Laundering Update
An update to the Treasury view on money laundering.
HMRC Trusts Registration Service
Trusts must now register online in order to pay taxes due.
Transfer Advice – LTA issues
Transferring a DB pension can exacerbate the client's LTA situation. Here are some aspects to consider.