Transfer Advice – transferring in ill health
Clients in poor health introduce additional considerations for advisers.
Alistair MacDougall
Senior Managers Regime
This will be extended to all firms during 2018 and has some significant impacts.
Transfer Advice – leaving funds to the next generation
A increasingly common desire since pension freedoms were introduced in 2015 ... but advisers should be wary!
Suitability reports under MiFID II
Many firms will need to make changes to their suitability processes.
Transfer advice – enhanced TVs and protection
Something to watch out for when advising clients with enhanced TVs.
Defined Benefit Transfers: Standards of Advice
Recently published FCA findings on suitability of transfer advice.
Transfer Advice – Partial Transfers
Taking a partial transfers could be a suitable option for many clients.
Transfer Advice – avoiding the pitfalls.
The first of a series of guides on transfer advice.
Recording telephone conversations
The FCA has published its policy on recording telephone calls.
Dealing with insistent clients
FCA consults on new rules for insistent clients. Read here for more detail.