Workplace Pensions
Firms that provide advice on DB pension transfers have to consider workplace pensions as the destination. How can these be […]
Alistair MacDougall
The importance of ‘knowledge and experience’
How do you assess and take account of the client's knowledge and experience?
New transfer rules – have you applied them yet?
Don't get caught out by the transitional period.
EU Withdrawal – Transitional period for new rules
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
Dear CEO letter to General Insurance Intermediaries
The FCA has concerns over the safeguarding of client assets.
New pension transfer rules – ATEB Suitability is ready
Is your suitability report process ready for the new transfer rules? ATEB Suitability is!
Pension Transfer Webinars
Register your interest in taking part in a series of Pension Transfer Seminars.
New transfer rules – are you ready?
New rules apply to transfer advice from 1 OCtober 2020. Are you ready?
Webinar – pension transfers
ATEB is running a series of webinars covering the significant changes to the rules around pension transfer advice that apply […]
New SM&CR Annual Reporting Requirement
Disciplinary action arising from a breach of Conduct Rules must be reported.