Guidance – Fair Treatment of Vulnerable Customers
The FCA has issued a second guidance consultation relating to vulnerable customers.
Alistair MacDougall
Beware – email hacking scam
An email hacking scam first seen a few years ago is back.
Obligation to provide a suitability report to non-UK residents
Do you have to provide a suitability report for clients that are not UK citizens?
US Privacy Shield does not protect privacy – ECJ
The EU/US Privacy Shield agreement has been struck down by the ECJ.
Evolution of the FCA’s view of suitability
How the FCA's assessments of suitability have developed.
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
Policy Statement PS 20/06
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
PS20/06 – part four: Just one more thing?
This policy statement covers far more than the ban on contingent charging for transfer advice.
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.
Complaints considered by a court
Can the FOS consider complaints after they have been through the legal system?