Updated FS Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July.
Alistair MacDougall
Complaints return – a reminder
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
PS20/06 – part three: Workplace pensions
This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
Investment pathways rules deferred
The effective date of the new rules on investment pathways has been deferred.
Professional Indemnity Insurance
A reminder that firms having adequate PI cover is an area of focus for the FCA.
PS20/06 – part one: ban on contingent charging
The first of four articles explaining the implementation and implications of Policy Statement PS20/06.
Extension of implementation period for SM&CR
The date for certifying staff has been deferred in light of the current health emergency.
FCA review of equity release advice
The FCA has published the findings from its review of equity release advice.
DB Transfers – FCA data request
The FCA is issuing a further data request to firms in the DB transfer market.