FCA – Coronavirus Financial Resilience Survey
The FCA is writing to around 13,000 firms with a short survey.
Alistair MacDougall
Recording calls and meetings
How is client audio considered for the purposes of data protection?
Call recording issues
The FCA has issued a statement in respect of firms' call recording obligations during the COVID-19 emergency.
Continuing Professional Development (CPD) carry over
It may be possible to carry some CPD over from the current year.
COVID 19 – Pension Guide
The FCA has partnered with other regulators to create a guide for consumers.
Scam email
An email being received by firms, purporting to be from the FCA, is a scam.
Clients – according to PROD
Firms should consider the PROD target market attributes when segmenting clients and creating an investment proposition.
Advising non-UK resident clients
Can you? Should you?
Drawdown and the Second Lifetime Allowance Test
It is essential to consider LTA implications carefully when transferring from a pension arrangement with safeguarded benefits.
FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus
A series of temporary measures come into effect on Monday, 18 May 2020.