Call for input – Consumer Investments Market
Have your say to influence future regulation.
Alistair MacDougall
Delay to SM&CR dates confirmed
The FCA has confirmed that the deadline for first certification has been deferred.
Saving clients from scams
You suspect a client is being scammed - what do you do?
Changes to Directory Feedback
The way firms receive Directory feedback has changed.
Pension Transfers – need to consider a workplace pension
Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.
Another pension switch bites the dust
Yet another switch has been found wanting at the FOS.
SM&CR indicators
Will you be ready for the SM&CR review when it comes?
Disclosure is dead, long live disclosure!
A sea change of focus hidden in a subtle change of terminology.
PROD – negative target market
You are probably familiar with the concept of a target market under PROD rules. What about the negative target market?
Suitability Reports – avoiding common problems
How to avoid some of the commonly found issues with Suitability Reports.