Scam FCA email alert
Watch out for this scam email.
Alistair MacDougall
SM&CR deadlines
A reminder ...
Aggregated costs and legacy trail commission
Do firms need to disclose trail commmission on pre-RDR legacy products?
FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
Directory Data Deadlines
Remember to submit your Directory Data before the deadline.
Abridged Advice – points to note
One should do and one don't do!
SM&CR – FCA explainer video
The FCA has issued a video explaining what firms have to do ahead of 31 March 2021.
Financial difficulty for insurance and premium finance firms
Further guidance on dealing with customers in financial difficulty.
Transfer advice transition period
How do the transitional rules on transfer advice apply?
RegData migration about to start
The Gabriel replacement is now being rolled out to firms.