Business Standards
The FCA has reiterated some key messages for those recommending investment products.
PI
Social media and customer communications – practical impact
Do you use social media for business purposes? If so, read on.
Disclosure of Total, Client Specific, Adviser Charge
It is important that firms understand what is needed in this respect and disclose adviser fees compliantly
Non-Disclosure
A hot topic with the FCA
FOS Change of Address
FOS makes way for a toothpick!
FCA Positive Compliance Workshops
The FCA has announced the 2014/2015 programme of Positive Compliance workshops.
Knowledge is Power
or, to put it another way, all information is good information
FCA Consumer Credit Update
The latest FCA consumer credit email contains important information for firms
Grammar
“This is the type of arrant pedantry up with which I will not put.” Winston Churchill
Pension Transfers and Switches into SIPPs
The FCA has issued another alert aimed at firms advising on pension transfers or switches into SIPPs to accommodate non-mainstream […]