Don't miss this opportunity to gain, refresh or improve your management skills.
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Enterprise Investment Schemes (EIS/SEIS) and Venture Capital Trusts (VCT)
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To help firms get to grips with the new regulations, ATEB will be running seminars in April.
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In light of MiFID II this is worth revisiting
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A light hearted story of every day file reviews - with some serious messages.
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There are some apparent anomalies in the rules. We have obtained 'clarification' from the FCA.
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This new requirement is posing some questions about how it can best be implemented. We think that firms should wait
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How will changes to compliance governance affect your company?
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The FCA has clarified some aspects of how the recording rules will apply to firms that are not Article 3
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Although the new rules do not take effect until May 2018, it makes sense to consider them alongside MiFID disclosure
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