Use of social media in financial services – the FCA’s view
How do FCA regulations impinge on firms' use of social media?
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Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
Pet hates of a file reviewer – the sequel!
Make file reviews more efficient ...
Ex-Post costs and charges statements due soon!
The first statements must be issued by the end of March 2019.
Pension transfers – Triage and assessing Transfer Risk
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
FCA priorities for 2019
See what the FCA is working on.
Disclosure issues
Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure […]
Pension Transfer Advice – FCA’s latest findings
The FCA has published its latest findings on the quality of transfer advice. It does not make happy reading ...
Aggregated costs and charges
Firms need to start issuing aggregated costs statement in Q1, 2019.