PS20/06 – part three: Workplace pensions
This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.
PI
New Content Integrations from Leading Third-Parties and much more
New Content Integrations from Leading Third-Parties and Much More
Professional Indemnity Insurance
A reminder that firms having adequate PI cover is an area of focus for the FCA.
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
Extension of implementation period for SM&CR
The date for certifying staff has been deferred in light of the current health emergency.
PS20/06 – part one: ban on contingent charging
The first of four articles explaining the implementation and implications of Policy Statement PS20/06.
Consideration of life cover options when advising on transfers
Transfers and death benefits: considering life cover as more than lip service.
ESG investing – new rules coming along soon
New rules around ESG investing are expected in 2021. Firms should start preparations sooner than later.
Adviser only platforms
Is it risky to recommend a client invests via an adviser only platform?
Policy Statement PS 20/06
This paper announced a number of significant changes to the rules around transfer advice.