GDPR – two years on
A quick look at the impact of GDPR, and the issues, two years on.
PI
Schemes to issue transfer warning
The Pensions Regulator has issued new guidance to schemes.
If it’s not written down, it doesn’t exist
A timely reminder of the need for advice to be documented comprehensively.
FOS limit changes
On 1 April 2019, the FCA increased the Financial Ombudsman Service’s award limit from £150,000 to £350,000. This applies to […]
COVID-19 and vulnerable customers
Some readers might remember that the FCA issued a guidance consultation paper in July 2019, GC19/3 – Guidance for firms on […]
FCA Business Plan – 2020/21
The FCA has published its Business Plan for 2020/21.
COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […]
Replacing wet signatures
Dealing with clients remotely means that obtaining a wet signature can be problematic.
Launching 3 new Content Management Features (Providers, Investments & Custom Appendices)
The one with Providers, Investments & Custom Appendices
COVID-19 and vulnerable customers
The COVID-19 pandemic might result in additional client vulnerability.