Another pension switch bites the dust
Yet another switch has been found wanting at the FOS.
PI
Suitability Reports – avoiding common problems
How to avoid some of the commonly found issues with Suitability Reports.
US Privacy Shield does not protect privacy – ECJ
The EU/US Privacy Shield agreement has been struck down by the ECJ.
Obligation to provide a suitability report to non-UK residents
Do you have to provide a suitability report for clients that are not UK citizens?
Suitability Reports: Who is Fred?
There is an old joke about a man going to his dentist, picking up a magazine in the waiting room […]
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
Policy Statement PS 20/06
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
Complaints considered by a court
Can the FOS consider complaints after they have been through the legal system?
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.
PS20/06 – part four: Just one more thing?
This policy statement covers far more than the ban on contingent charging for transfer advice.