New Xplan Data Integration & Sample Templates Added
New Data Integration with Xplan and more Managed Content
PI
Aggregated costs and legacy trail commission
Do firms need to disclose trail commmission on pre-RDR legacy products?
FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
Transfer advice transition period
How do the transitional rules on transfer advice apply?
The importance of ‘knowledge and experience’
How do you assess and take account of the client's knowledge and experience?
Workplace Pensions
Firms that provide advice on DB pension transfers have to consider workplace pensions as the destination. How can these be […]
EU Withdrawal – Transitional period for new rules
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
New transfer rules – are you ready?
New rules apply to transfer advice from 1 OCtober 2020. Are you ready?
Changes to Directory Feedback
The way firms receive Directory feedback has changed.
Saving clients from scams
You suspect a client is being scammed - what do you do?