FCA Business Plan – 2020/21 22 April 2020 Alistair MacDougallCompliance The FCA has published its Business Plan for 2020/21. Read More
Pensions and Retirement Income – FCA COVID-19 guidance 15 April 2020 Alistair MacDougallCompliance FCA guidance for pension providers and DB transfer advisers. Read More
COVID-19: Guidance for financial firms 14 April 2020 Alistair MacDougallCompliance In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […] Read More
Launching 3 new Content Management Features (Providers, Investments & Custom Appendices) 6 April 2020 David AndersonSuitability The one with Providers, Investments & Custom Appendices Read More
FCA Trade Association COVID -19 liaison meeting 26 March 2020 Alistair MacDougallCompliance Key points from a recent meeting of the Association of Professional Compliance Consultants with the FCA. Read More
COVID-19: Guidance for financial firms 17 March 2020 Alistair MacDougallCompliance Aspects to consider. Read More
Are passives the new benchmark? 26 February 2020 Alistair MacDougallCompliance Costs are under close scrutiny by the FCA. What do firms need to consider? Read More
Money Advice Service Printed Guides 19 February 2020 Alistair MacDougallCompliance Free client guides are available from the Money Advice Service. Read More
ESG investing 19 February 2020 Alistair MacDougallCompliance The profile of ESG investments has increased significantly in recent months. Firms need to be consider how those fit into […] Read More
Dear CEO – 2020 14 February 2020 Alistair MacDougallCompliance The FCA has been busy writing letters in 2020, and it's still only February. Read More