Pension switches (and other replacement business)
Is your pension switch advice suitable?
Pension
Invisible advisers
Advisers no longer appear on the FS Register. What are the implications?
Pet hates of a file reviewer – part three
Our file reviewers share their compliance turkeys.
Top 7 risk profiling issues
It's the time of year for lists so we have listed our top 7 risk profiling issues.
Pension Transfers – GMP Equalisation
The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
Pension Transfers – FCA letter to firms
The FCA is continuing its mass mailing of a letter to firms that have done transfer business - action is […]
Transfer advice – the impact of ongoing charges
Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one […]
Transfer advice – ensuring client understanding
It is not enough for advice to be provided - it has to be understood.
FCA letter to DB Transfer firms
The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.
FCA ‘Improving the suitability of financial advice’ speech
The FCA has published the transcript of a speech delivered by Debbie Gupta of the FCA which we recommend all […]