Our file reviewers share their compliance turkeys.
Read more
It's the time of year for lists so we have listed our top 7 risk profiling issues.
Read more
The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
Read more
The FCA is continuing its mass mailing of a letter to firms that have done transfer business - action is
Read more
Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one
Read more
It is not enough for advice to be provided - it has to be understood.
Read more
The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.
Read more
The FCA has published the transcript of a speech delivered by Debbie Gupta of the FCA which we recommend all
Read more
Want to know more about upcoming changes to the Register and the introduction of the public facing Directory?
Read more
Although aimed at consumers, firms involved in transfer advice would do well to view the video.
Read more