Policy Statement PS 20/06
This paper announced a number of significant changes to the rules around transfer advice.
Pension
FCA DB Transfer ‘Advice Checker’
The FCA has published guidance for consumers wanting to check if the advice they received to transfer out of a […]
COVID 19 – Pension Guide
The FCA has partnered with other regulators to create a guide for consumers.
Drawdown and the Second Lifetime Allowance Test
It is essential to consider LTA implications carefully when transferring from a pension arrangement with safeguarded benefits.
Advising non-UK resident clients
Can you? Should you?
GDPR – two years on
The General Data Protection Regulation – or GDPR as it is more familiarly referred to, took effect in May 2018. […]
If it’s not written down, it doesn’t exist
How often have you heard that sentiment expressed by some compliance person? Interesting FOS decision The continued relevance of that […]
GDPR – two years on
A quick look at the impact of GDPR, and the issues, two years on.
Schemes to issue transfer warning
The Pensions Regulator has issued new guidance to schemes.
If it’s not written down, it doesn’t exist
A timely reminder of the need for advice to be documented comprehensively.