Passporting
Since the end of the BREXIT transitional period on 31 December 2020, we have received quite a few queries from […]
2020
FCA publications on Consumer Investments
The FCA has published three papers giving an insight on what the regulatory focus has been and is likely to […]
FCA – Update on SMR and CF (AR) applications
Approvals are currently taking longer than normal.
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
Updates to be aware of ...
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Coronavirus updates to be aware of ...
Free Pension Transfer Webinars
Our webinars are available without charge for a limited period.
A peek into the future
Some questions to ponder ...
FSCS protection post BREXIT transition
Are you aware of the changes to consumer protection?
FCA – permanent ban on the promotion of speculative illiquid securities, including mini-bonds, to retail customers
New rules for firms in relation to NMPIs, SISs or mini bonds.
FCA Systems Outage
Dates to note.