Existing FCA guidance continues to apply rather than new EU guidelines.
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This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.
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The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July.
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New Content Integrations from Leading Third-Parties and Much More
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In response to the chancellor’s announcement earlier today we have updated our optional Glossary of Terms Appendix with immediate effect
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A reminder that firms having adequate PI cover is an area of focus for the FCA.
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The effective date of the new rules on investment pathways has been deferred.
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The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
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The date for certifying staff has been deferred in light of the current health emergency.
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The first of four articles explaining the implementation and implications of Policy Statement PS20/06.
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