PS20/06 – part four: Just one more thing? 22 July 2020 Alistair MacDougallCompliance This policy statement covers far more than the ban on contingent charging for transfer advice. Read More
PS20/06 – part three: Workplace pensions 15 July 2020 Alistair MacDougallCompliance This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer. Read More
Updated FS Register 15 July 2020 Alistair MacDougallCompliance The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July. Read More
New Content Integrations from Leading Third-Parties and much more 13 July 2020 David AndersonSuitability New Content Integrations from Leading Third-Parties and Much More Read More
Professional Indemnity Insurance 8 July 2020 Alistair MacDougallCompliance A reminder that firms having adequate PI cover is an area of focus for the FCA. Read More
Investment pathways rules deferred 8 July 2020 Alistair MacDougallCompliance The effective date of the new rules on investment pathways has been deferred. Read More
PS20/06 – part two 8 July 2020 Alistair MacDougallCompliance The second part of our series covering the implications of PS20/06. This time ... Abridged Advice. Read More
Stamp Duty Holiday Changes 8 July 2020 David AndersonSuitability In response to the chancellor’s announcement earlier today we have updated our optional Glossary of Terms Appendix with immediate effect […] Read More
Extension of implementation period for SM&CR 1 July 2020 Alistair MacDougallCompliance The date for certifying staff has been deferred in light of the current health emergency. Read More
PS20/06 – part one: ban on contingent charging 1 July 2020 Alistair MacDougallCompliance The first of four articles explaining the implementation and implications of Policy Statement PS20/06. Read More