Delay to SM&CR dates confirmed
The FCA has confirmed that the deadline for first certification has been deferred.
2020
Pension Transfers – need to consider a workplace pension
Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.
Disclosure is dead, long live disclosure!
A sea change of focus hidden in a subtle change of terminology.
SM&CR indicators
Will you be ready for the SM&CR review when it comes?
Guidance – Fair Treatment of Vulnerable Customers
The FCA has issued a second guidance consultation relating to vulnerable customers.
US Privacy Shield does not protect privacy – ECJ
The EU/US Privacy Shield agreement has been struck down by the ECJ.
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
Policy Statement PS 20/06
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
Complaints considered by a court
Can the FOS consider complaints after they have been through the legal system?
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.