Menu
FCA Systems Outage

We have received the following update from the FCA;

As communicated on 26 October, we will incrementally publish Directory Persons data from solo-regulated firms from 14 December. In preparation for this, there will be outages for the following systems between 6pm, 11 December and 8am 14 December 2020.  

  • Financial Services Register;
  • The Application Programming Interface (API); and
  • Connect – in addition, we will be restricting Directory Persons submissions via Connect from 5pm on Thursday, 10 December. 

We will be adding outage notification messages to Connect (Log-in page and ‘Latest News’ section in the application), API and the FS Register.

Don’t forget to check Our View about this article and the Actions Required By You

FCA Systems Outage

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.

SUIT - Beautiful Reports
CREATE BEAUTIFUL
SUITABILITY
REPORTS
TRY IT FOR FREE
SUIT - Complete Control
TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION
TRY IT FOR FREE
SUIT - Comp confidence
SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE
TRY IT FOR FREE
previous arrow
next arrow

About the Author

Contact Us

Brought to you by

Explore more articles in this category

Other articles that you might be interested in

Product Enhancements

Regulatory Change – Proposed Changes to the Normal Minimum Pension Age

Suitability , , , , , , , ,

We have made a change to ATEB Suitability following a recent regulatory development.     What does this mean for me? Following the Draft Finance Bill published on 20 July 2021, we have updated the wording of our ‘Proposed changes to Normal Minimum Pension Age (NMPA)’ section within the ‘Retirement Advice’ page of the main […]

Read More
Woman in gray blazer sitting in front of gray laptop computer

Recording client meetings

Compliance , , , , , , , , , , ,

Since MiFIDII came into effect in 2018, it has been a requirement on firms to take reasonable steps to record all telephone calls, and keep a copy of electronic communications, that relate to the activities in financial instruments referred to in SYSC 10A.1.1R(2) (and that are not excluded by SYSC 10A.1.4R), and that are made […]

Read More
https---s3-eu-west-1.amazonaws.com-fta-ez-prod-ez-images-5-2-0-7-1217025-1-eng-GB-FCA2.JPG?v1

FCA survey – reply dates extended

Compliance , ,

We wrote with details of the latest FCA survey. You can read those details here. The FCA has now extended the response dates as indicated below.     “On 19 July 2021, we sent the below e-mail informing you of our plans to issue a Covid-19 Impact Survey to firms in Tranche 1 for a […]

Read More
Brown rock formation under white and blue cloudy sky

Sustainable investing – a wild frontier?

Compliance , ,

We have written before about ‘ethical’ or ‘sustainable’ investing, most recently here, in recognition of the increasing presence of and interest in ESG funds. The rules that were to have been implemented this year, requiring advisers to consider clients’ sustainable investment preferences, did not materialise as a result of the UK withdrawal from the EU. […]

Read More
Child playing with an abacus and learning to count

Pension transfer advice – personalised charges

Compliance , , , , , , ,

“I’ve started so I’ll finish …”.  A well known catchphrase first coined by Magnus Magnusson, the original presenter of the BBC’s long running Mastermind show and continued by his successor, John Humphreys. The FCA seemed to pick up on the concept in the pension transfer rules that came into force in April 2018. If the […]

Read More
Load More