We have received the following update from the FCA;
As communicated on 26 October, we will incrementally publish Directory Persons data from solo-regulated firms from 14 December. In preparation for this, there will be outages for the following systems between 6pm, 11 December and 8am 14 December 2020.
- Financial Services Register;
- The Application Programming Interface (API); and
- Connect – in addition, we will be restricting Directory Persons submissions via Connect from 5pm on Thursday, 10 December.
We will be adding outage notification messages to Connect (Log-in page and ‘Latest News’ section in the application), API and the FS Register.



Financial Sanctions Checks
Shirley McKenzie Compliance Conduct, FCA, PI
In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to Russia and Belarus and the HM Treasury’s Office of Financial Sanctions Implementation (OFSI) has been regularly updating its publications to provide new information as it becomes available. Financial sanctions – a firm’s obligations The FCA […]