FCA Systems Outage

9 December 2020 Alistair MacDougallCompliance

We have received the following update from the FCA;

As communicated on 26 October, we will incrementally publish Directory Persons data from solo-regulated firms from 14 December. In preparation for this, there will be outages for the following systems between 6pm, 11 December and 8am 14 December 2020.

Financial Services Register;
The Application Programming Interface (API); and
Connect – in addition, we will be restricting Directory Persons submissions via Connect from 5pm on Thursday, 10 December.

We will be adding outage notification messages to Connect (Log-in page and ‘Latest News’ section in the application), API and the FS Register.

Don’t forget to check Our View about this article and the Actions Required By You

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

For information.

Action Required By You

For information.

SUIT - Beautiful Reports

CREATE BEAUTIFUL
SUITABILITY
REPORTS

TRY IT FOR FREE

SUIT - Complete Control

TAKE BACK
CONTROL OF YOUR
SUITABILITY REPORT
PRODUCTION

TRY IT FOR FREE

SUIT - Comp confidence

SUITABILITY
REPORTS
WITH FULL
COMPLIANCE
CONFIDENCE

TRY IT FOR FREE

About the Author

Contact Us

2020 FCA PI Update

Brought to you by

Explore more articles in this category

Positive Compliance: Episode Two

Steve Bailey Compliance FCA, Pension, PI, Switch, Xplan

This is the second in our series of Positive Compliance news articles and focusses on the important topic of Pension Switching. Find out more by reading the full article.