FCA – Update on SMR and CF (AR) applications
Approvals are currently taking longer than normal.
Alistair MacDougall
Third FCA COVID survey imminent
For information.
2021 New Year reminders!
It is 2021 and changes are afoot ...
Free Pension Transfer Webinars
Our webinars are available without charge for a limited period.
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Coronavirus updates to be aware of ...
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
Updates to be aware of ...
FCA Covid-19 Impact Survey
The FCA has asked us to inform all our client firms about the upcoming Covid-19 survey. See below. “Many of […]
A peek into the future
Some questions to ponder ...
FSCS protection post BREXIT transition
Are you aware of the changes to consumer protection?
RegData migration reminder
The migraton of firms from Gabriel to RegData continues.