ESG investing
The profile of ESG investments has increased significantly in recent months. Firms need to be consider how those fit into […]
Alistair MacDougall
Money Advice Service Printed Guides
Free client guides are available from the Money Advice Service.
Dear CEO – 2020
The FCA has been busy writing letters in 2020, and it's still only February.
IR35 update
The IR35 regime is due to be extended in April 2020 but is 'under review'.
Mortgage advice and selling standards (Policy Statement 20/1)
New rules around mortgage advice apply from 31 January 2020.
Non-financial misconduct
The FCA has issued a Dear CEO letter to wholesale general insurance firms concerning non-financial misconduct. This has potential implications […]
Invisible advisers
Advisers no longer appear on the FS Register. What are the implications?
Pension switches (and other replacement business)
Is your pension switch advice suitable?
5MLD – the Trust Registration Service scope widens
The scope of the TRS has widened under 5MLD.
Fifth Money Laundering Directive (5MLD)
Changes are effective from 10 January 2020. Make sure you are implementing the rules as required.