COVID-19 – Provider updates
Link to useful information from protection providers.
Alistair MacDougall
FOS limit changes
1 April 2020 - FOS awards limits changes.
BREXIT transition
The UK has now left the EU. Find out what the transtion period means for you and your clients.
COVID-19: Guidance for financial firms
Aspects to consider.
COVID-19
Working strategies.
Portfolio reporting obligations
Clients must be informed when portfolio value falls by 10% or more. Who is responsible for reporting?
Business Continuity – COVID-19 virus
Firms should consider how well prepared the business is in relation to the virus threat.
PROD – risk tolerance and risk mapping
All is not as it seems.
SM&CR – Notifying changes to the management body
Firms are required to notify the FCA of changes to the management body.
Are passives the new benchmark?
Costs are under close scrutiny by the FCA. What do firms need to consider?