SM&CR Statement of Responsibilities – ‘reasonable steps’
Exactly what are 'reasonable steps' under the SM&CR?
SM&CR
SM&CR – a quick guide
Short of time to read about SM&CR? This quick guide should help.
SM&CR – Statement of Responsibilities
Wondering what a Statement of Responsibilities should look like?
Pension Transfer Specialist Status
Does a PTS need to be a CF30?
Impact of Data Protection on the Senior Managers & Certification Regime (SM&CR)
How does Data Protection affect the recruitment process?
FCA focus for 2019/20
The FCA has given a clear idea of where it will focus attention in the coming year.
FCA live events
These could be of interest.
FCA Business Plan 2019-20
The FCA has announced its priorities for action over the coming months.
Senior Managers and Certification Regime – TISA slides
TISA has produced a useful set of slides explaining the SM&CR
FCA Press Release – SM&CR
The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA […]