Consumer Credit Application Problems
Consumer credit applications run into difficulties. Understand the requirements and start the application process early.
FCA
Price Comparison Websites
Price Comparison Websites criticised by the FCA
Disclosure of Total, Client Specific, Adviser Charge
It is important that firms understand what is needed in this respect and disclose adviser fees compliantly
Non-Disclosure
A hot topic with the FCA
Simplified Advice, Non-Advised Sales and related matters
The FCA has issued two new documents that are important for firms selling products using a simplified advice or non-advised […]
FCA Positive Compliance Workshops
The FCA has announced the 2014/2015 programme of Positive Compliance workshops.
Knowledge is Power
or, to put it another way, all information is good information
Supervisor’s Training Workshop – Reminder
A reminder that we are running a supervisor's training workshop on the 25th September.
Know Your Customer
How well do you know yours?
FCA Consumer Credit Update
The latest FCA consumer credit email contains important information for firms