Provision of premium finance to retail general insurance customers
Practices under fire from the FCA
FCA
Lessons from ATEB’s work as a Section 166 Skilled Person
What’s important to the regulator?
Webinar: Centralised Investment Propositions & Replacement Business
How suitability can be demonstrated
Webinar: RDR Adviser Charges and Service Delivery
Thematic review findings and good practice for disclosure and delivery of services
Insistent Clients
In light of the recent pensions reforms, the FCA has clarified the ‘insistent client’ expectations
FCA Enhances Pension Transfer Rules
The FCA implements changes to pension transfer rules that potentially affect all IFA firms
Alternative Dispute Resolution (ADR)
Changes to complaints rules from 9th July 2015
Capital Resource Requirements for Personal Investment Firms
After much deliberation and mind changing, it looks like new requirements are finally set to be implemented
Consumer Credit Webinar
FCA Webcast question and answer session
Retirement Reforms – Risk Warnings
Pension freedoms introduces new risk factors