Dealing with insistent clients
FCA consults on new rules for insistent clients. Read here for more detail.
FCA
Money Laundering Regulations 2017
Updated Money Laundering regulations now in force
FCA Publishes Its Response To Appropriate Qualifications Consultation
The FCA has made some minor changes to the TC Rulebook.
FG17/4 – The fair treatment of mortgage customers in payment shortfall: impact of automatic capitalisations
Finalised guidance around automatic capitalisation of mortgage arrears.
The Assessing Suitability Review
The long awaited results of the FCA's 2016 suitability review have finally been published.
MiFID II applications and notifications
MiFID II comes into being on 3 January 2018 but firms need to take action now.
Implementing the FAMR – consultation paper
The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.
ATEB Supervisor Training and Complementary Courses
ATEB Training Days announced
Adviser fees – the FCA’s next target?
It seems highly likely that adviser fees will come under FCA scrutiny.
ATEB launches risk profiling process
Fish, tree or river?