FCA has introduced further enhancements to GABRIEL returns.
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Changes to how firms disclose information on services and costs.
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Planned changes affecting mortgage lenders and of interest to Mortgage Advisers
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The FCA has reviewed the PII policies of 200 intermediaries and found significant problems
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Live and Local events are running again in 2017, Book your space.
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Are you completing your RMAR correctly?
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Does your firm have sufficiently robust systems and controls, policies and procedures and governance in place to mitigate financial crime?
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From 1 April 2017 firms will be required to encourage customers to check if auto-renewing is the right thing for
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Firms using cloud based or other third party IT services should note the FCA's guidance.
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New rules on disclosure will come into effect on 31 December 2016. See here for more information.
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