FCA Business Plan – 2020/21
The FCA has published its Business Plan for 2020/21.
FCA
Appointed Representatives and the FCA Directory
A reminder that ARs should be included as Directory Persons.
Pensions and Retirement Income – FCA COVID-19 guidance
FCA guidance for pension providers and DB transfer advisers.
COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […]
COVID-19 latest FCA updates
The FCA's expectations in relation to COVID-19.
New FCA Data Collection Platform (replacing Gabriel)
Firms need to register for the new platform.
COVID-19 and vulnerable customers
The COVID-19 pandemic might result in additional client vulnerability.
COVID-19: responsibilities of Senior Managers in relation to work-related travel
Who should work from home?
FCA Trade Association COVID -19 liaison meeting
Key points from a recent meeting of the Association of Professional Compliance Consultants with the FCA.
FCA data strategy
Key points from the recent FCA Data Strategy workshop.