We drew attention to the FCA’s Retirement Income Advice Survey in our ‘What lies beneath?’ article last month and there
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One of the FCA’s recent publications, Regulation Round Up, contained several interesting articles. Of course, Consumer Duty occupied plenty of
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At a recent compliance seminar, there was much discussion about adviser fees in light of the imminent Consumer Duty requirements.
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A high proportion of advice firms operate a largely recurring income model and with this comes the obligation to conduct
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Most firms will have at least vague recollections of the FSA’s thematic review of pension switching and the report it
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Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very
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A change is as good as a rest they say. So here is a compliance related article that does not
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Nothing major, but take note. The FCA has announced that it will be replacing the Financial Resilience Survey
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Well, sort of. OK, this is another Consumer Duty themed article but, following our attendance at the FCA’s
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Apologies for the Consumer Duty overload but unless you’re taking a regulatory sabbatical, this is very much a hot topic.
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