Drawdown

Model behaviour

19 December 2023 Alistair MacDougallCompliance

The advent of Consumer Duty has catalysed a lot of focus on fair value, or at least a lot of

16 August 2023 Paul JayCompliance

We’ve been involved with a number of firms who are on the acquisition trail and as part of the due

19 July 2023 Paul JayCompliance

The FCA’s Retirement Income Advice thematic review seems to be gathering momentum and the latest developments come as no surprise.

10 March 2023 Alistair MacDougallCompliance

Consumer Duty will require most firms to review their business model and, in particular the value of the services they

14 September 2022 Paul JayCompliance

A common feature of many file checks is missing or unclear client information. Missing information is generally due

3 May 2022 Alistair MacDougallCompliance

We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to

26 April 2022 Alistair MacDougallCompliance

Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had

23 November 2021 Alistair MacDougallCompliance

We have seen a very large number of pension transfer suitability reports since the introduction of the pension freedoms that

5 October 2021 Paul CaineCompliance

ATEB has worked with many firms over the past few years in relation to defined benefit pension transfer advice. This

31 August 2021 Alistair MacDougallCompliance

Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the

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