Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure
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Jeffrey Mushens, Technical Policy Director at TISA, provides a PROD perspective.
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Firms need to start issuing aggregated costs statement in Q1, 2019.
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The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect
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The Insurance Distribution Directive (IDD) will impact all IFA and Insurance Intermediaries.
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A recent FOS decision confirms regulatory and good practice requirements in relation to Pension Switches.
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Defined Benefit Transfer Templates & MiFID II Changes
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More Choice - More Flexibility - More Relevance
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In light of MiFID II this is worth revisiting
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A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.
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