FOS limit changes
1 April 2020 - FOS awards limits changes.
2020
COVID-19 Information
Preparations Update
SM&CR – Notifying changes to the management body
Firms are required to notify the FCA of changes to the management body.
Dear CEO – 2020
The FCA has been busy writing letters in 2020, and it's still only February.
Mortgage advice and selling standards (Policy Statement 20/1)
New rules around mortgage advice apply from 31 January 2020.
IR35 update
The IR35 regime is due to be extended in April 2020 but is 'under review'.
Invisible advisers
Advisers no longer appear on the FS Register. What are the implications?
Fifth Money Laundering Directive (5MLD)
Changes are effective from 10 January 2020. Make sure you are implementing the rules as required.
5MLD – the Trust Registration Service scope widens
The scope of the TRS has widened under 5MLD.
What’s on the horizon for 2020?
See what 2020 has in store.