FCA live events
These could be of interest.
2019
FCA Business Plan 2019-20
The FCA has announced its priorities for action over the coming months.
Investment Platforms Market Study
The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.
FCA Press Release – SM&CR
The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA […]
Preparing for the Senior Managers and Certification Regime
The SM&CR applies to all FCA regulated firms from December 2019.
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
2019/20 Tax Year Changes & April 2019 Update
New Aggregated Costs and Charges Template / Extended Intelligent Office Integration
Claims Management – FCA permissions
From 1 April 2019, Claims Management is regulated by the FCA and specific permissions are required.
Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
Changes to FSCS Limits – Action Required
FSCS limits are changing so you will need to make some amendments to documents