FCA Pension Transfer Workshop 12 March 2019 Alistair MacDougallCompliance Learn the FCA's latest views on transfer advice. Read More
FCA announces details of the ‘Directory’ 12 March 2019 Alistair MacDougallCompliance The Directory is intended to make it easier for the public to get information about firms and individuals. Read More
The Single Financial Guidance Body 6 March 2019 Alistair MacDougallCompliance This new organisation has formally launched ... Read More
Latest FCA Policy Statement on BREXIT 5 March 2019 Alistair MacDougallCompliance As we move close to the date of leaving the EU, it will pay to be aware of relevant FCA […] Read More
Ex-Post costs and charges statements due soon! 4 March 2019 Alistair MacDougallCompliance The first statements must be issued by the end of March 2019. Read More
February 2019 Update 25 February 2019 David AndersonSuitability More Choice - More Flexibility - More Relevance Read More
FCA to review the impact of RDR and FAMR 5 February 2019 Alistair MacDougallCompliance See what we think might be covered. Read More
FCA priorities for 2019 4 February 2019 Alistair MacDougallCompliance See what the FCA is working on. Read More
Pension Transfer Advice – FCA’s latest findings 11 December 2018 Alistair MacDougallCompliance The FCA has published its latest findings on the quality of transfer advice. It does not make happy reading ... Read More
Aggregated costs and charges 11 December 2018 Alistair MacDougallCompliance Firms need to start issuing aggregated costs statement in Q1, 2019. Read More