How do FCA regulations impinge on firms' use of social media?
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Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure
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Do you recognise and deal appropriately with vulnerable clients?
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If you are involved in advising on DB transfers, this will be of interest.
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Should you deal with insistent clients?
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In light of MiFID II this is worth revisiting
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Recently published FCA findings on suitability of transfer advice.
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Taking a partial transfers could be a suitable option for many clients.
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The FCA is pushing ahead with implementation of the FAMR. The latest consultation paper explains what is happening.
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Is it possible to merge Drawdown Plans?
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