Useful reminders following a recent FCA thematic review
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Changes confirmed for Personal Investment Firms from 30 June 2016
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FCA sets its expectations about how rules will operate in the new environment
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2 places left on ATEB's next supervisory training workshop on the 15th October 2015.
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Reminder about important changes to CASS rules for Investment Firms
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The FCA is changing the way you handle and report complaints – again!
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Consumer Buy-to-Let Mortgage Registration Process to be introduced
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Complaints procedures and templates will need updating.
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Ageing client bank? This could be useful
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Need help with the AF3 exam in October?
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